Insights
Practical guides on filings analysis, investment thesis building, and AI-powered research workflows.
Filing Driven Research Note Templates and AI Workflows for Analysts
Draft audit ready research notes with filing linked evidence chain templates and AI tools like FilingsIQ for faster citation grounded memos.
Analysts: Convert Off Balance Sheet Disclosures Into Risk Signals
Learn a repeatable workflow to turn off-balance-sheet footnotes into probability-weighted risk metrics, spot hidden lease and guarantee exposures, and...
Analysts: Catch Customer Concentration Risk at the 10% Threshold
Analyst workflow to measure and manage customer concentration risk: formula, 10%/25% thresholds, sensitivity tests, and SEC filings checks.
Three Signals Analysts Use to Verify Cash Flow Quality
A practitioner-ready, filing-focused checklist for analysts: use three quick signals plus filing-level checks to spot low-quality cash flow and prioritize...
U.S. Analysts: Model 45 Day Lag in Congressional Trades Tracking
U.S. analysts' guide to congressional trades tracking. Model the 45 day reporting lag, adjust for dollar range uncertainty, and vet signals.
Beat the 45 Day Lag: 5 Step 13F Analysis for U.S. Analysts
Practical 5 step 13F analysis for U.S. analysts: manage the 45 day filing lag, verify holdings, and speed quarterly research with FilingsIQ.
7 Step U.S. GAAP Workflow to Catch Goodwill Impairment Indicators
U.S. GAAP playbook that maps ASC 350's step 0 and quantitative tests to a 7 step trigger checklist and filings driven monitoring for defensible interim...
4 Auditor Change Risks Audit Committees Must Fix Before Filing 8-K
Audit committees' governance checklist for auditor change risk: meet Item 304/8-K, screen independence, and speed predecessor review.
U.S. Investors: SEC Filings Based Cybersecurity Risk Analysis With AI
Translate SEC Item 1.05 and Item 1C filings into decision ready investor signals. Extraction checklist, red flag cues, and AI assisted review.
U.S. Analysts: Spot Cap Table Disclosures and Dilution Before They Hit
A practitioner workflow for U.S. analysts to find cap table disclosures across SEC filings, compute fully diluted shares, and catch dilution early using...
4 Patterns That Make AI for SEC Filings Audit Ready for Analysts
Four engineering patterns, XBRL first extraction, RAG, query routing, and abstention, make AI for SEC filings auditable and analyst ready.
Forecasting From Filings for Analysts: 7 Steps to Reproducible Signals
Research-backed methods for analysts to turn MD&A, Risk Factors and 8-Ks into reproducible forecasting signals. Learn the seven-stage pipeline, backtest...
Expert Network for Analysts: SEC Filings Made Auditable
Discover how an AI-driven expert network transforms SEC filings into audit-ready summaries, ensuring reliability and accuracy for analysts.
Team Research Collaboration for Investment Analysts, Explained
Discover how effective team research collaboration can enhance your investment analysis. Explore AI tools for precise, auditable findings.
Days to Cover Analysis: What Short Squeeze Risk Really Looks Like
Discover how Days to Cover analysis reveals short squeeze risks and market volatility, helping you make informed trading decisions.
Executive Compensation Analysis: A Practitioner's Playbook
Master executive compensation analysis with a balanced two-pillar approach, combining data-driven models and thoughtful design reviews.
10-K Segment Changes: 9 Point Checklist for U.S. Analysts
U.S. analyst guide to 10-K segment changes. A 9 Point checklist and five-step audit to locate recast tables in 8-K exhibits or 10-K footnotes and isolate...
VC Investment Memo Template: 8–12 Page IC Workflow With SEC Filings
VC ready investment memo template: one page deal memo and 8–12 page IC workflow. Includes SEC filings mapping and a FilingsIQ example to speed analyst work.
Pass SEC C&DIs: Non-GAAP Reconciliation Workflow for U.S. Analysts
U.S. practitioners’ compliance workflow using SEC C&DIs and Big Four guidance, plus a red-flag checklist and analyst tools to speed non-GAAP...
What Institutional Portfolio Tracking Software Must Deliver
Discover the essential features of effective institutional portfolio tracking software to enhance investment oversight and mitigate risks.
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