Insights

Practical guides on filings analysis, investment thesis building, and AI-powered research workflows.

April 12, 2026

The MD&A Section Explained: What RIAs Need to Know (And What to Look For)

A plain-English breakdown of the 10-K MD&A section for RIAs and equity analysts, what it covers, how to read it, red flags to watch for, and how AI tools like FilingsIQ.ai help you work it faster.

9 min readRead
April 1, 2026

How RIAs Can Build a Scalable Equity Research Process Without Hiring a Team

Learn how RIAs can build a scalable equity research process without hiring a full analyst team, using standardized workflows, SEC filing analysis, and AI tools like FilingsIQ.

8 min readRead
March 30, 2026

Form 8-K Filings Explained: How RIAs Should Actually Use Them

Learn what SEC Form 8-K is, which events trigger an 8-K filing, and how RIAs and equity research analysts can use 8-Ks in a practical research workflow with FilingsIQ.

8 min readRead
March 24, 2026

How to Build an Investment Thesis in 30 Minutes Using AI

A step-by-step framework for building a complete, defensible investment thesis in 30 minutes using AI-powered SEC filing analysis. Built for RIAs and serious analysts.

9 min readRead
March 19, 2026

5 SEC Filing Red Flags Every RIA Should Watch For

Learn the five most critical red flags to check in every 10-K and 10-Q filing. A practical checklist for RIAs covering going-concern language, auditor changes, risk factors, cash flow divergence, and related-party transactions.

7 min readRead
March 13, 2026

How to Analyze a 10-K Filing: A Practical Guide for RIAs and Investment Analysts

Learn how to analyze a 10-K SEC filing efficiently. A practical guide for RIAs and investment analysts covering structure, red flags, and investment thesis building.

8 min readRead
March 13, 2026

What Is a 10-Q? How Quarterly Filings Drive Investment Decisions

A practical guide to 10-Q SEC filings for RIAs and analysts. Learn what to read, what to skip, and how quarterly filings help you maintain your investment thesis.

7 min readRead

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